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IIA IIA-QIAL-Unit-1 Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:QIAL - Unit 1: Internal Audit Leadership
Exam Number:IIA-QIAL-Unit-1
Available Languages:English
Exam Format:Written Response, Leadership Scenario Analysis, Case Study Assessment
Related Certifications:Qualification in Internal Audit Leadership (QIAL)
Exam Way:Case study-based assessment administered through The IIA certification program; may include written case study evaluations and leadership competency assessments.
Pre Condition:Active CIA certification and significant internal audit experience are typically required for QIAL candidates. The program is designed for aspiring leaders, new Chief Audit Executives, and experienced internal audit leaders.
Official Syllabus URL:https://www.theiia.org/en/certifications/qial/

IIA IIA-QIAL-Unit-1 Exam Syllabus Topics:

SectionWeightObjectives
Internal Audit Planning20-25%- Professional Standards
  • 1. Relevant standards and best practices
  • 2. International Professional Practices Framework (IPPF)
- Alignment with Organizational Strategy
  • 1. Aligning internal audit strategy to organizational strategy
  • 2. Alignment with risk profile and enterprise risk management strategy
- Strategic and Operational Planning
  • 1. Audit planning process
  • 2. Key sources of information to support planning
  • 3. Internal audit strategic plan
  • 4. Use of IT to streamline audit planning and delivery processes
  • 5. Budgeting and resource allocation
  • 6. Outsourcing and co-sourcing options
Internal Audit Quality20-25%- Professional Standards
  • 1. Relevant standards and best practices
  • 2. International Professional Practices Framework (IPPF)
- Independence and Objectivity
  • 1. Internal audit charter
  • 2. Global governance environment
  • 3. Reporting lines and governance structures
  • 4. Three Lines of Defense Model
- Performance Monitoring
  • 1. Quality control frameworks
  • 2. Metrics for evaluating internal audit success
  • 3. Benchmarking
- Quality Assurance and Improvement
  • 1. Audit follow-up
  • 2. Monitoring client satisfaction
  • 3. Audit control processes
  • 4. Quality assurance and improvement program
Internal Audit Relations20-25%- Professional Standards
  • 1. Relevant standards and best practices
  • 2. International Professional Practices Framework (IPPF)
- Advocacy and Organizational Effectiveness
  • 1. Internal audit reputation
  • 2. Managing stakeholder expectations
  • 3. Importance of advocacy
- Stakeholder Relationships
  • 1. Auditee relationships
  • 2. External stakeholder relationships
  • 3. Executive management relationships
  • 4. Building and maintaining networks
  • 5. Relationships with assurance providers
  • 6. Relationship building and strategic alliances
  • 7. Board and audit committee relationships
Communication Skills5-10%- Professional Communication
  • 1. Produce documents appropriate to the task
  • 2. Apply proper spelling, grammar, and structure
  • 3. Use technical language appropriately
Internal Audit Talent Management20-25%- Professional Standards
  • 1. Relevant standards and best practices
  • 2. International Professional Practices Framework (IPPF)
- Talent Development
  • 1. Training and continuing professional education
  • 2. People strategy
  • 3. Performance management
  • 4. Talent management
- Team Development
  • 1. Managing large and small teams
  • 2. Building effective working relationships
  • 3. Stress management
  • 4. Managing specialist and generalist auditors
  • 5. Recruiting and building teams
  • 6. Delegation
  • 7. Managing conflict
  • 8. Succession planning
  • 9. Motivating and retaining staff

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