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Last Updated: Aug 20, 2026
No. of Questions: 386 Questions & Answers with Testing Engine
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The ACI 310-013: ACI Operations Certificate Challenging Exam is the new exam version that has replaced the well known ACI Model Code exam (3I0-002). As the Model code exam was retired in 2017, this document will only focus on the ACI 310-013: ACI Operations Certificate Challenging Exam.
The ACI 310-013: ACI Operations Certificate Challenging The exam tests the comprehension of the six topics and 55 principles set out in the Global Code by a person and is an excellent first step in demonstrating compliance with the new Code and a possible differentiator in terms of career advancement. The program is designed for market participants (as specified by the ACi 3I0-013), including buying and selling groups, intermediaries, regulators and central banks, and is applicable to individuals engaged in front-end trading, middle-class, working, compliance and risk functions.
This certification aims to ensure that market participants operate to the highest standards of ethical conduct and best market practices. This Credential is an exemplary first step in demonstrating conformity to appropriate competent authorities with the latest Global Code and a potential differentiator in terms of ‘Code compliance' and career growth.
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Enhanced professional development profile with a recognised qualification for the industry
Compliance with the conformity criteria levied by the financial services authorities
Formal certification of the perception by individuals of prevailing global norms of behaviour and business practises
Chances, within your CPD profile, to explore more ACI Education opportunities
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| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Ethics (Principles 1–3) | 15% | - Highest ethical and professional standards - Conflict of interest identification and disclosure |
| Topic 2: Risk Management & Compliance (Principles 24–41) | 15% | - Compliance and audit requirements - Risk frameworks and controls - Counterparty and operational risk |
| Topic 3: Information Sharing (Principles 19–23) | 10% | - Confidentiality and market information - Communication standards |
| Topic 4: Execution (Principles 8–18) | 20% | - Price discovery and transparency - Order management and handling - Electronic trading practices - Roles: Agent vs Principal |
| Topic 5: Introduction to the FX Global Code | 15% | - Statement of Commitment - Overview and purpose of the Global Code - Scope and application to market participants |
| Topic 6: Governance (Principles 4–7) | 15% | - Oversight, supervision and culture - Remuneration and incentive structures - Reporting and investigation procedures |
| Topic 7: Confirmation & Settlement (Principles 42–55) | 10% | - Settlement best practices - Reconciliation and dispute resolution - Confirmation and matching processes |
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